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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 05/02/2013 | M | 1,980.0839 | 05/03/2012 | (2) | Class A Common Stock | 1,980.0839 (3) | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 05/02/2013 | M | 2,115.7677 | 05/05/2010 | (2) | Class A Common Stock | 2,115.7677 (4) | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 05/02/2013 | M | 2,154.4284 | 05/05/2011 | (2) | Class A Common Stock | 2,154.4284 (5) | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 05/02/2013 | M | 2,630.6035 | 05/07/2009 | (2) | Class A Common Stock | 2,630.6035 (6) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
THOMPSON JOHN WENDELL 55 GLENLAKE PARKWAY, NE ATLANTA, GA 30328 |
X |
Robert S. Shaw, Power of Attorney | 05/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | One unit is equivalent to one share of UPS Class A Common stock. |
(2) | RSUs were converted into shares of class A common stock and distributed to the Reporting Person on May 2, 2013. |
(3) | Includes 59.0839 Dividend Equivalent Units acquired on the Restricted Stock Unit award account between May 3, 2012 and May 2, 2013. |
(4) | Includes 180.7677 Dividend Equivalent Units acquired on the Restricted Stock Unit award account between May 5, 2010 and May 2, 2013. |
(5) | Includes 126.4284 Dividend Equivalent Units acquired on the Restricted Stock Unit award account between May 5, 2011 and May 2, 2013. |
(6) | Includes 301.6035 Dividend Equivalent Units acquired on the Restricted Stock Unit award account between May 7, 2009 and May 2, 2013. |