SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
UNITED PARCEL SERVICE INC
[ UPS ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year)
05/08/2019
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Phantom Stock Units |
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05/08/2019 |
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A
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257.732 |
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Class A Common Stock |
257.732 |
$101.85
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5,809.1833
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D |
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| Restricted Stock Units |
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05/09/2019 |
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A |
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1,736 |
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Class A Common Stock |
1,736 |
$0
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14,540.3492
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D |
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| Explanation of Responses: |
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| Remarks: |
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Eli Brown, Power of Attorney |
05/09/2019 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned, an officer and/or
director of United Parcel Service, Inc. ("UPS")hereby makes, designates,
constitutes and appoints each of Eli Brown and Mitch Hohn, or either of them,
as the undersigned's true and lawful attorney-in-fact and agent, with full
power and authority to act in connection with the preparation and filing with
the Securities and Exchange Commission (the "SEC"): (i) pursuant to
Section 16(a) of the Securities Exchange Act of 1934, as amended, of all r
eports, forms and amendments to such reports and forms required to be filed
thereunder, including the Form 3 Initial Statement of Beneficial Ownership,
the Form 4 statement of changes of beneficial ownership of securities and the
Form 5 Annual Statement of Changes in Beneficial Ownership; (ii) any other
forms adopted from time to time by the SEC pursuant to Section 16(a) and
required to be filed by the undersigned with the SEC; and (iii) reports,
forms, documents, and any amendments to the foregoing, necessary or
appropriate to obtain codes and passwords enabling the undersigned to make any
such filings.
Each such attorney-in-fact and agent is also hereby granted full power
and authority, on behalf of
and in the name, place and stead of the
undersigned, to execute and deliver any and all such other reports, forms and
documents, and to take such further lawful actions, as he deems necessary or
appropriate in the exercise of any of the rights and powers granted hereunder.
The powers and authorities granted herein to each such attorney-in-fact and
agent also includes the full right, power and authority to effect necessary
or appropriate substitutions or revocations. This power of attorney shall
remain in full force and effect until the undersigned is no longer required to
file Forms 3, 4 or 5 with respect to the undersigned's holding of securities
of UPS, unless earlier revoked by the undersigned in a writing delivered to
the attorneys-in-fact. The undersigned hereby ratifies, confirms, and adopts,
as his own act and deed, all action heretofore lawfully taken by either such
attorney-in-fact and agent, pursuant to the power and authorities herein
granted.
IN WITNESS WHEREOF, the undersigned has executed this document as of the
14th day of February 2019.
/s/ Kevin Warsh
____________________________
Name: Signature
Kevin Warsh
________________________
Printed Name
